Executive Director Global Financial Crimes Legal Advisory Group
Andy is an Executive Director in Morgan Stanley’s Global Financial Crimes Legal Advisory Group, where he focuses on economic sanctions advisory and compliance across all of the firm’s lines of business. He is an attorney with 15+ years of regulatory and compliance experience across a broad spectrum of the financial services industry. Prior to joining Morgan Stanley, Andy served as an Associate Director in the Office of the General Counsel of the Qatar Financial Centre Regulatory Authority in Doha, Qatar. He has also served a total of four years in the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE), where among other things he designed and conducted AML- and OFAC-focused broker-dealer compliance exam programs. He has also previously worked in a top-tier AML and OFAC advisory practice at a major NYC law firm, as well as having served as in-house counsel and BSA Officer at another global financial institution. He is a graduate of Boston College and Suffolk University Law School.